-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NKYoZOwWqrtGGoVHnpdkuEyTk9+ZpVMKWSnH+1iitdQnx0Bo5Su7Uj7TC+anLHLu 0kQ0VxoIali8BZdH4dSIkg== 0000866842-07-000036.txt : 20070206 0000866842-07-000036.hdr.sgml : 20070206 20070206141632 ACCESSION NUMBER: 0000866842-07-000036 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070206 DATE AS OF CHANGE: 20070206 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ELECTRO SCIENTIFIC INDUSTRIES INC CENTRAL INDEX KEY: 0000726514 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 930370304 STATE OF INCORPORATION: OR FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-34524 FILM NUMBER: 07583872 BUSINESS ADDRESS: STREET 1: 13900 NW SCIENCE PARK DR CITY: PORTLAND STATE: OR ZIP: 97229 BUSINESS PHONE: 5036414141 MAIL ADDRESS: STREET 1: 13900 NW SCIENCE PARK DRIVE CITY: PORTLAND STATE: OR ZIP: 97229-5497 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DALTON GREINER HARTMAN MAHER & CO CENTRAL INDEX KEY: 0000866842 IRS NUMBER: 593418454 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 565 FIFTH AVENUE STREET 2: SUITE 2101 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-557-2445 MAIL ADDRESS: STREET 1: 750 11TH STREET SOUTH STREET 2: SUITE 101 CITY: NAPLES STATE: FL ZIP: 34102 FORMER COMPANY: FORMER CONFORMED NAME: DALTON GREINER HARTMAN MAHER & CO INC DATE OF NAME CHANGE: 19990325 FORMER COMPANY: FORMER CONFORMED NAME: DALTON GREINER HARTMAN MAHER & CO DATE OF NAME CHANGE: 19930125 SC 13G/A 1 esio1.txt FORM13G 12/31/06 SECURITY AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) ELECTRO SCIENTIFIC INDUSTRIES, INC (Name of Issuer) Common Stock (Title of Class of Securities) 285229100 (Cusip #) Cusip No. 285229100 13G Page 1 of 3 Pages 1 Name of Reporting Person Dalton, Greiner, Hartman, Maher & Co LLC IRS Identification 59-3418454 2) Check the Appropriate box if a Member of a group* 3) SEC Use Only 4) Citizenship or place of Organization Delaware LLC Number of Shares Beneficially Owned by Each Reporting Person With: 5) Sole Voting Power 503,047 6) Shared Voting Power 0 7) Sole Dispositive Power 719,855 8) Shared Dispositve Power 0 9) Aggregate Amount Beneficially owned by each reporting person 719,855 10) Check Box if the aggregate amount in row (9) excludes certain Shares 11) Percent of Class Represented by Amount in Row 9 2.47% 12) Type of Reporting Person IA Cusip No. 285229100 13G Page 2 of 3 Pages Item 1(a). Name of Issuer: ELECTRO SCIENTIFIC INDUSTRIES, INC Item 1(b). Address of Issuer's Principal Executive Office: 13900 NW SCIENCE PARK DRIVE PORTLAND, OR 97229 Item 2(a). Name of Person Filing: Dalton, Greiner, Hartman, Maher & Co LLC Item 2(b). Address of Principal Business Office: 565 Fifth Ave., Suite 2101 New York, NY 10017 Item 2(c). Citizenship: Delaware LLC Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number 285229100 Item 3. This statement is filed pursuant to Rules 13d- 1(b), or 13d-2(b), the person filing is an Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940. Item 4. Ownership: (a) Amount beneficially owned: 719,855 shares (b) Percent of Class: 2.47% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 503,047 shares (ii) shared power to vote or to direct the vote: 0 shares (iii) sole power to dispose or to direct the disposition: 719,855 shares (iv) shared power to dispose or to direct the disposition: 0 shares Item 5. Ownership of Five Percent of Less of a Class : Applicable Item 6. Ownership of more than five percent on behalf of another person: Not Applicable Item 7. Identification and Classification of the subsidiary which acquired the security being reported on by the parent holding company: Not Applicable Item 8. Identification and Classification of Members of the Group: Not Applicable Cusip No. 285229100 13G Page 3 of 3 Pages Item 9. Notice of Dissolution of Group: Not Applicable Item 10. Certification : The following certification shall be included if the statement is filed pursuant to Rule 13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes of effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 9, 2007 Dalton, Greiner, Hartman, Maher & Co LLC By : /s/Thomas F. Gibson Title : CFO -----END PRIVACY-ENHANCED MESSAGE-----